SFC Licences of TAN Ming Fung, Eric 鄧銘峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 September 2021 | 28 April 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 September 2021 | 28 April 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 02 October 2019 | 28 April 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 02 October 2019 | 28 April 2023 |
UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 03 July 2019 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 03 July 2019 |
UBS Securities Hong Kong Limited | RE | 7 | 25 November 2011 | 18 December 2016 |
UBS Securities Asia Limited | RE | 2 | 10 August 2009 | 03 July 2019 |
UBS Securities Asia Limited | RE | 1 | 03 August 2009 | 03 July 2019 |
UBS Securities Hong Kong Limited | RE | 1 | 03 August 2009 | 18 December 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 26 March 2007 | 23 June 2009 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 January 2005 | 16 March 2007 |
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 28 January 2004 | 20 September 2004 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 28 January 2004 | 20 September 2004 |