SFC Licences of KWOK Wing Kin 郭榮堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tengard Fund Management Limited 騰祺基金管理有限公司 | RE | 1 | 12 July 2012 | 21 October 2019 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 1 | 11 November 2010 | 26 June 2012 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 23 December 2008 | 24 April 2009 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 26 January 2004 | 08 February 2005 |