SFC Licences of LEW Samson Andrew Sze Sing 廖思聖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tung Yat Securities Limited 同一證券有限公司 RO 4 22 November 2022
Tung Yat Securities Limited 同一證券有限公司 RO 1 22 November 2022
Tung Yat Securities Limited 同一證券有限公司 RE 4 21 October 2022 22 November 2022
Tung Yat Securities Limited 同一證券有限公司 RE 1 21 October 2022 22 November 2022
Tung Yat Securities Limited 同一證券有限公司 RE 9 21 October 2022
CN First Investment Management Limited 中一投資管理有限公司 RE 9 09 June 2021 11 October 2021
CN First International Futures Limited 中一期貨有限公司 RO 4 21 September 2020 11 October 2021
CN First International Futures Limited 中一期貨有限公司 RO 1 21 September 2020 11 October 2021
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RO 4 20 May 2019 15 February 2020
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RO 1 20 May 2019 15 February 2020
Beevest Securities Limited 蜂投證券有限公司 RO 4 22 August 2017 24 May 2018
Beevest Securities Limited 蜂投證券有限公司 RO 1 22 August 2017 24 May 2018
Monmonkey Group Securities Limited 大聖證券有限公司 RO 4 10 November 2016 31 May 2017
Monmonkey Group Securities Limited 大聖證券有限公司 RO 1 10 November 2016 31 May 2017
JS Securities Limited 晉商證券有限公司 RO 4 07 October 2015 27 June 2016
JS Securities Limited 晉商證券有限公司 RO 1 07 October 2015 27 June 2016
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 4 17 June 2015 30 September 2015
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 1 17 June 2015 30 September 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RO 2 15 January 2015 01 February 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RO 1 16 December 2014 01 February 2015
Quest Stockbrokers (HK) Limited 華輝證券有限公司 RO 1 05 August 2013 01 November 2014
Quest Stockbrokers (HK) Limited 華輝證券有限公司 RE 1 03 October 2012 05 August 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 13 May 2004 21 September 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 27 April 2004 21 September 2012
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 RE 2 03 March 2004 23 March 2004