SFC Licences of NG Tsan Yin 吳燦然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 22 July 2019 | 30 September 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 July 2019 | 30 September 2023 |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 21 August 2017 | 30 June 2019 |
| Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 21 August 2017 | 30 June 2019 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 30 December 2003 | 22 July 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 December 2003 | 22 July 2017 |