SFC Licences of STEELE Michael Ryan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 18 December 2009 | 21 September 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 December 2009 | 21 September 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 28 September 2005 | 22 June 2009 |
Merrill Lynch Far East Limited | RE | 1 | 23 September 2005 | 22 June 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 September 2005 | 22 June 2009 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 December 2003 | 20 April 2005 |