SFC Licences of ZHONG Anna Hua

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	9	31 August 2017	31 August 2019
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	4	31 August 2017	31 August 2019
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	1	31 August 2017	31 August 2019
Barings Investment Advisers (Hong Kong) Limited	RO	9	08 May 2009	22 September 2017
Barings Investment Advisers (Hong Kong) Limited	RO	4	08 May 2009	22 September 2017
Barings Investment Advisers (Hong Kong) Limited	RO	1	08 May 2009	22 September 2017
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	4	18 December 2007	06 May 2009
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RO	9	06 November 2007	06 May 2009
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	9	15 August 2007	06 November 2007
HSBC Securities (Asia) Limited	RE	4	29 August 2005	12 November 2005
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	4	05 October 2004	23 August 2005
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	9	26 January 2004	23 August 2005