SFC Licences of SHUM Jessica Kin Chau 沈建萩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 18 July 2011 | 08 September 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 July 2011 | 08 September 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 24 December 2003 | 23 February 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 December 2003 | 23 February 2010 |