SFC Licences of YEUNG Pui Tak 楊培德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 2 20 January 2022 15 November 2022
Valuable Capital Limited 華盛資本証券有限公司 RE 1 20 January 2022 15 November 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 25 February 2020 24 March 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 25 February 2020 24 March 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 25 February 2020 24 March 2020
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 19 April 2017 31 May 2017
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 19 April 2017 31 May 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 08 September 2016 24 March 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 08 September 2016 24 March 2017
Seazen Resources Securities Limited 新城晉峰證券有限公司 RE 1 13 May 2016 26 August 2016
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 9 13 May 2016 26 August 2016
Seazen Resources Futures Limited 新城晉峰期貨有限公司 RE 2 13 May 2016 26 August 2016
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 02 October 2015 23 March 2016
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 02 October 2015 23 March 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 2 17 December 2014 14 May 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 1 17 December 2014 14 May 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 September 2011 22 June 2012
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2011 22 June 2012
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 01 June 2011 01 September 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 4 10 January 2011 17 January 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 2 10 January 2011 17 January 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 10 January 2011 17 January 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 02 January 2004 23 June 2007