SFC Licences of CHAN Ching Fan, Oscar 陳政勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hong Kong Zhongzheng Fund Management Limited 香港忠正基金管理有限公司	RO	9	29 June 2020
Hong Kong Zhongzheng Fund Management Limited 香港忠正基金管理有限公司	RO	4	29 June 2020
HTF Securities Limited 瑞豐國際證券有限公司	RO	9	17 April 2019	09 March 2020
HTF Securities Limited 瑞豐國際證券有限公司	RO	4	17 April 2019	09 March 2020
HTF Securities Limited 瑞豐國際證券有限公司	RO	1	17 April 2019	09 March 2020
Wan Lung Securities Limited 萬隆證券有限公司	RO	9	03 May 2018	06 March 2019
Wan Lung Securities Limited 萬隆證券有限公司	RO	4	03 May 2018	06 March 2019
Wan Lung Securities Limited 萬隆證券有限公司	RO	1	03 May 2018	06 March 2019
OC Consultants Limited	RO	9	19 November 2015	10 February 2018
OC Consultants Limited	RO	4	19 November 2015	10 February 2018
OC Consultants Limited	RO	1	19 November 2015	10 February 2018
Head & Shoulders Asset Management Limited 聯合資產管理有限公司	RO	9	21 May 2012	01 May 2015
Head & Shoulders Securities Limited 聯合證券有限公司	RO	4	27 March 2012	01 May 2015
Head & Shoulders Securities Limited 聯合證券有限公司	RO	1	27 March 2012	01 May 2015
Head & Shoulders Securities Limited 聯合證券有限公司	RO	9	04 January 2012	21 May 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RE	4	25 November 2011	27 March 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RE	1	25 November 2011	27 March 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RE	9	25 November 2011	04 January 2012
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	4	31 August 2011	01 November 2011
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	1	11 August 2009	01 November 2011
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	9	19 April 2005	01 November 2011
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	4	03 March 2004	21 July 2010