SFC Licences of SWANSTON David John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 January 2004 | 04 March 2005 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 January 2004 | 04 March 2005 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 10 January 2004 | 04 March 2005 |