SFC Licences of HUNG Siu Woon, Pauline 洪小媛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pearl Bridge Securities Limited 橋匯證券有限公司 RO 4 15 January 2019 19 October 2019
Pearl Bridge Securities Limited 橋匯證券有限公司 RO 1 15 January 2019 19 October 2019
Beevest Securities Limited 蜂投證券有限公司 RO 4 31 August 2016 15 December 2016
Beevest Securities Limited 蜂投證券有限公司 RO 1 31 August 2016 15 December 2016
Beevest Securities Limited 蜂投證券有限公司 RE 1 12 May 2016 31 August 2016
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 30 March 2016 31 March 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 30 March 2016 31 March 2016
Fortune Origin Securities Limited 富中證券有限公司 RE 4 30 July 2009 05 September 2014
Fortune Origin Securities Limited 富中證券有限公司 RE 1 30 July 2009 05 September 2014
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 31 July 2008 24 April 2009
Success Securities Limited 實德證券有限公司 RE 4 31 July 2008 24 April 2009
Success Securities Limited 實德證券有限公司 RE 1 31 July 2008 24 April 2009
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 07 June 2006 23 July 2007