SFC Licences of WONG Bart 黃博韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 January 2013 | 11 March 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 January 2013 | 11 March 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 01 November 2011 | 01 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 01 November 2011 | 01 June 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 November 2011 | 01 June 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 February 2010 | 19 July 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 February 2010 | 19 July 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 February 2010 | 19 July 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 13 January 2004 | 17 December 2009 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 January 2004 | 17 December 2009 |