SFC Licences of KO Chi Yuen, Yvonne 高志遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 9 | 11 November 2020 | 22 March 2024 |
Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 4 | 11 November 2020 | 22 March 2024 |
Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 1 | 11 November 2020 | 22 March 2024 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 13 May 2005 | 08 June 2007 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 13 May 2005 | 08 June 2007 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 12 May 2005 | 08 June 2007 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 13 January 2004 | 25 February 2005 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 13 January 2004 | 25 February 2005 |