SFC Licences of HSIN Sze Wai 忻思慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 28 February 2018 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 28 February 2018 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 September 2009 | 21 January 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 February 2007 | 08 June 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 16 February 2007 | 08 June 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 August 2005 | 08 June 2007 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 18 February 2004 | 17 August 2005 |