SFC Licences of CHUARD Julien
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 23 June 2008 | 17 September 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 23 June 2008 | 17 September 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 May 2008 | 17 September 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 May 2008 | 17 September 2010 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 15 August 2007 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 15 August 2007 | 23 November 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 13 January 2004 | 03 October 2005 |