SFC Licences of SUM Hong Ning 沈康寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nexus Investment Management Limited
RE 4, 9 07 June 2007 05 May 2020
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 14 August 2006 20 April 2007
Nexus Investment Management Limited
RE 4, 9 22 December 2005 22 July 2006