SFC Licences of SUM Hong Ning 沈康寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nexus Investment Management Limited |
RE | 4, 9 | 07 June 2007 | 05 May 2020 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RE | 4, 9 | 14 August 2006 | 20 April 2007 |
| Nexus Investment Management Limited |
RE | 4, 9 | 22 December 2005 | 22 July 2006 |