SFC Licences of CHIU Emily Yuen See 招琬思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 4 | 24 August 2023 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 2 | 24 August 2023 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 24 August 2023 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2013 | 24 August 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 21 October 2010 | 24 August 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 January 2004 | 24 August 2023 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 19 January 2004 | 31 August 2013 |