SFC Licences of HO Ka Wai 何家偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 | RE | 1 | 03 November 2015 | 01 September 2016 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 27 July 2009 | 16 March 2013 |
| Evolution Asia Investments Limited | RE | 4 | 10 October 2007 | 04 December 2008 |
| Evolution Asia Investments Limited | RO | 1 | 29 March 2007 | 04 December 2008 |
| Evolution Asia Investments Limited | RE | 1 | 06 February 2007 | 29 March 2007 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 January 2004 | 26 January 2007 |