SFC Licences of LIU Yang 劉洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RE | 4 | 05 September 2005 | 21 January 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 4 | 23 January 2007 | 07 July 2015 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RE | 4 | 23 August 2004 | 02 September 2005 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 17 March 2004 | 04 August 2004 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 17 March 2004 | 04 August 2004 |