SFC Licences of LIU Yang 劉洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kingsway Financial Services Group Limited 滙富金融服務有限公司
RE 4 05 September 2005 21 January 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 4 23 January 2007 07 July 2015
SBI China Capital Securities Limited 軟庫中華金融證券有限公司
RE 4 23 August 2004 02 September 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 17 March 2004 04 August 2004
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 17 March 2004 04 August 2004