SFC Licences of YAN Ka Lok 甄嘉樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fosun International Asset Management Limited 復星恆利資產管理有限公司 RO 9 03 August 2023
Fosun International Securities Limited 復星國際證券有限公司 RO 4 26 April 2023
Fosun International Securities Limited 復星國際證券有限公司 RO 1 26 April 2023
Industrial Bank Co., Ltd. 興業銀行股份有限公司 4 22 December 2020
Industrial Bank Co., Ltd. 興業銀行股份有限公司 1 22 December 2020
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 RO 9 25 February 2020 04 September 2020
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 RO 4 25 February 2020 04 September 2020
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 RE 9 20 February 2020 25 February 2020
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 RE 4 20 February 2020 25 February 2020
CCB Securities Limited 建行證券有限公司 RO 1 12 December 2017 31 July 2019
CCB Securities Limited 建行證券有限公司 RO 9 20 June 2016 31 July 2019
CCB Securities Limited 建行證券有限公司 RO 4 20 June 2016 31 July 2019
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 9 26 June 2014 31 March 2016
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 4 26 June 2014 31 March 2016
Blossomhill Investment Limited 豐碩投資有限公司 RO 9 25 October 2013 14 June 2014
BCCF Securities Co., Limited 文心証券有限公司 RO 9 17 September 2012 27 May 2013
BCCF Securities Co., Limited 文心証券有限公司 RO 4 17 September 2012 27 May 2013
MFG Limited 峰滙金融集團有限公司 RO 9 23 April 2012 23 June 2012
MFG Limited 峰滙金融集團有限公司 RO 5 10 June 2011 23 June 2012
MFG Limited 峰滙金融集團有限公司 RO 4 10 June 2011 23 June 2012
MFG Limited 峰滙金融集團有限公司 RO 2 10 June 2011 23 June 2012
MFG Limited 峰滙金融集團有限公司 RO 1 10 June 2011 23 June 2012
MFG Limited 峰滙金融集團有限公司 RE 1 06 September 2010 10 June 2011
MFG Limited 峰滙金融集團有限公司 RE 4 02 September 2009 10 June 2011
MFG Limited 峰滙金融集團有限公司 RE 9 02 January 2009 23 April 2012
Anuenue Securities Limited 鉅亨證券有限公司 RE 1 06 September 2005 03 August 2007
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 07 January 2005 06 August 2005
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 07 January 2005 06 August 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 07 January 2005 06 August 2005
Cinda International Securities Limited 信達國際證券有限公司 RE 1 26 November 2004 06 January 2005
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 26 November 2004 06 January 2005
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 03 February 2004 06 January 2005