SFC Licences of KWONG Alan Chi Hang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aspex Management (HK) Limited | RE | 9 | 05 November 2021 | |
| Merrill Lynch Far East Limited | RO | 2 | 16 May 2016 | 30 September 2021 |
| Merrill Lynch Far East Limited | RO | 1 | 16 May 2016 | 30 September 2021 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 16 May 2016 | 30 September 2021 |
| Merrill Lynch Far East Limited | RE | 2 | 05 June 2015 | 16 May 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 05 June 2015 | 16 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 June 2015 | 16 May 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 25 February 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 25 February 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 26 October 2007 | 25 February 2015 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 15 July 2005 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 July 2005 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 January 2004 | 25 February 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 26 January 2004 | 24 July 2013 |