SFC Licences of SIM Chi Yan 沈治仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 05 May 2004 16 May 2008
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 02 February 2004 01 March 2004