SFC Licences of TO Ngoc-Diep Diana 蘇玉葉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 01 February 2013 | 25 July 2014 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 31 January 2011 | 25 July 2014 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 31 January 2011 | 25 July 2014 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 05 January 2009 | 29 July 2010 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 30 December 2004 | 11 September 2007 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 19 March 2004 | 19 September 2004 |