SFC Licences of KWOK Lai Tsui 郭麗翠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RO | 6 | 13 April 2011 | 18 December 2013 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RO | 1 | 13 April 2011 | 18 December 2013 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 01 April 2011 | 13 April 2011 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 01 April 2011 | 13 April 2011 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RO | 6 | 27 October 2010 | 01 March 2011 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RO | 4 | 27 October 2010 | 01 March 2011 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RO | 1 | 27 October 2010 | 01 March 2011 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RE | 4 | 27 April 2006 | 27 October 2010 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RE | 1 | 27 April 2006 | 27 October 2010 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 | RE | 6 | 09 January 2006 | 27 October 2010 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 31 March 2004 | 01 January 2006 |