SFC Licences of KUO Yen-ling 郭妍伶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 | RE | 1 | 01 July 2022 | |
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 16 November 2020 | 30 June 2022 |
Franklin Templeton Investments (Asia) Limited | RE | 1 | 13 September 2005 | 30 June 2022 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 12 February 2004 | 20 August 2005 |