SFC Licences of LAU Tsz Lung 劉子龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hectoron Global Capital Management Limited 灝德環球資產管理有限公司 | RO | 9 | 02 November 2020 | 13 August 2021 |
| Hectoron Global Capital Management Limited 灝德環球資產管理有限公司 | RO | 4 | 02 November 2020 | 13 August 2021 |
| Hectoron Global Capital Management Limited 灝德環球資產管理有限公司 | RO | 1 | 02 November 2020 | 13 August 2021 |
| City Financial Investment Company (Hong Kong) Limited | RE | 9 | 05 June 2017 | 14 March 2019 |
| AM Squared Limited | RE | 9 | 14 December 2006 | 06 December 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 24 April 2006 | 21 October 2006 |
| Merrill Lynch Far East Limited | RE | 1 | 24 April 2006 | 21 October 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 April 2006 | 21 October 2006 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 03 February 2004 | 01 April 2006 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 03 February 2004 | 01 April 2006 |