SFC Licences of SIMPSON Richard Christopher Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 August 2005 | 14 May 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 08 August 2005 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 04 July 2005 | 17 July 2005 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 July 2005 | 17 July 2005 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 06 February 2004 | 28 December 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 February 2004 | 28 December 2004 |