SFC Licences of QUARMBY Thomas Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 9 | 02 May 2014 | 08 January 2016 |
| Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 4 | 02 May 2014 | 08 January 2016 |
| Pyramis Global Advisors (Hong Kong) Limited | RE | 9 | 19 February 2013 | 30 April 2014 |
| Pyramis Global Advisors (Hong Kong) Limited | RE | 4 | 19 February 2013 | 30 April 2014 |
| Pyramis Global Advisors (Hong Kong) Limited | RE | 5 | 19 February 2013 | 01 November 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 07 October 2010 | 23 August 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 20 December 2007 | 14 July 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 25 January 2007 | 10 October 2007 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 January 2007 | 10 October 2007 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 February 2004 | 10 September 2004 |