SFC Licences of PRELLER Raoul Gustav

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	7	04 March 2015	13 April 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	04 March 2015	13 April 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	04 March 2015	13 April 2018
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	20 October 2008	09 February 2011
J.P. Morgan Broking (Hong Kong) Limited	RE	5	14 July 2008	23 July 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	4	14 July 2008	23 July 2008
J.P. Morgan Securities (Far East) Limited	RE	4	14 July 2008	23 July 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	2	18 June 2008	23 July 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	1	18 June 2008	23 July 2008
J.P. Morgan Securities (Far East) Limited	RE	1	18 June 2008	23 July 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	2	11 September 2006	23 July 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	1	11 September 2006	23 July 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	14 June 2006	16 August 2006
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	09 February 2004	16 August 2006