SFC Licences of LU Ting Pong, Johnny 呂定邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zijing Capital Limited 紫荊融資有限公司 RO 6 10 May 2023
Zijing Capital Limited 紫荊融資有限公司 RO 1 10 May 2023
Zijing Capital Limited 紫荊融資有限公司 RE 6 06 April 2023 10 May 2023
Zijing Capital Limited 紫荊融資有限公司 RE 1 06 April 2023 10 May 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司 RO 1 25 February 2015 29 September 2022
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 1 05 February 2013 25 February 2015
China Industrial Securities International Capital Limited 興證國際融資有限公司 RO 6 09 January 2013 29 September 2022
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 18 October 2012 15 January 2013
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 18 October 2012 15 January 2013
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 08 August 2011 21 August 2012
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 08 August 2011 21 August 2012
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 21 January 2008 24 July 2011
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 30 April 2004 24 July 2011
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 4 30 April 2004 24 July 2011