SFC Licences of LAM Suk Fong, Stella 林淑芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Realink Financial Trade Limited 滙信理財有限公司 | RE | 1 | 09 April 2008 | 06 June 2008 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 September 2007 | 01 December 2007 |
Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 | RE | 1 | 03 September 2007 | 01 December 2007 |
Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 28 November 2006 | 25 August 2007 |
Win Securities Limited 贏證券有限公司 | RE | 1 | 07 March 2005 | 12 April 2005 |
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 07 March 2005 | 12 April 2005 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 12 November 2004 | 24 January 2005 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 12 November 2004 | 24 January 2005 |
REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 22 April 2004 | 17 August 2004 |
Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 22 April 2004 | 17 August 2004 |