SFC Licences of SHENG Wei-Ting 盛薇庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Carret Private Capital Limited | RE | 9 | 06 November 2023 | |
| Carret Private Capital Limited | RE | 4 | 06 November 2023 | |
| Carret Private Capital Limited | RE | 1 | 06 November 2023 | |
| St. James's Place (Hong Kong) Limited | RE | 9 | 22 September 2023 | 27 September 2023 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 22 September 2023 | 27 September 2023 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 22 September 2023 | 27 September 2023 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 20 December 2017 | 16 July 2020 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 04 January 2010 | 20 December 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 04 January 2010 | 15 November 2012 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 19 April 2004 | 05 October 2005 |