SFC Licences of GHIA Manish Hasmukh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Y2 Capital Partners Limited 奕圖資本有限公司 RO 9 03 May 2022
Y2 Capital Partners Limited 奕圖資本有限公司 RO 4 03 May 2022
Y2 Capital Partners Limited 奕圖資本有限公司 RE 9 22 February 2022 03 May 2022
Y2 Capital Partners Limited 奕圖資本有限公司 RE 4 22 February 2022 03 May 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 2 13 November 2019 02 July 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 13 November 2019 02 July 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 December 2018 13 November 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 December 2018 13 November 2019
Merrill Lynch Far East Limited RO 1 18 August 2015 06 September 2018
Merrill Lynch (Asia Pacific) Limited RO 1 18 August 2015 06 September 2018
Merrill Lynch Far East Limited RE 2 20 August 2010 06 September 2018
Merrill Lynch Far East Limited RE 1 16 April 2007 18 August 2015
Merrill Lynch (Asia Pacific) Limited RE 1 16 April 2007 18 August 2015
Merrill Lynch Futures (Hong Kong) Limited RE 2 16 April 2007 20 August 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 15 June 2006 19 March 2007
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 09 February 2004 19 March 2007