SFC Licences of WU Ya Lan 胡雅嵐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 May 2022 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 May 2022 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 June 2013 | 26 September 2015 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 06 June 2013 | 26 September 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 12 February 2004 | 28 May 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 12 February 2004 | 28 May 2009 |