SFC Licences of HOEPFFNER Edouard Yves Maurice Pierre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 2 | 24 May 2011 | 03 September 2011 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 24 May 2011 | 03 September 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 12 April 2010 | 03 September 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 12 April 2010 | 03 September 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 February 2007 | 09 February 2010 |
Merrill Lynch Far East Limited | RE | 1 | 16 February 2007 | 09 February 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 March 2006 | 09 February 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 24 February 2004 | 28 February 2006 |