SFC Licences of CRAIG-WOOD Christopher John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RO | 2 | 27 March 2014 | 15 March 2016 |
UBS Derivatives Hong Kong Limited | RO | 2 | 11 January 2011 | 15 March 2016 |
UBS Securities Hong Kong Limited | RO | 1 | 11 January 2011 | 15 March 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 27 July 2010 | 11 January 2011 |
UBS Securities Asia Limited | RE | 1 | 25 May 2010 | 15 March 2016 |
UBS Securities Asia Limited | RE | 2 | 25 May 2010 | 27 March 2014 |
UBS Derivatives Hong Kong Limited | RE | 2 | 25 May 2010 | 11 January 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 12 February 2004 | 12 April 2004 |