SFC Licences of NGAN Tsung Wen, Melody 顏瑽韻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 09 April 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO 6 05 January 2018 03 September 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO 4 05 January 2018 03 September 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO 1 05 January 2018 03 September 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 03 March 2017 05 January 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 03 March 2017 05 January 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 03 March 2017 05 January 2018
Merrill Lynch Far East Limited RE 6 04 April 2006 08 March 2016
Merrill Lynch Far East Limited RE 4 04 April 2006 08 March 2016
Merrill Lynch Far East Limited RE 1 04 April 2006 08 March 2016
Merrill Lynch (Asia Pacific) Limited RE 6 04 April 2006 08 March 2016
Merrill Lynch (Asia Pacific) Limited RE 4 04 April 2006 08 March 2016
Merrill Lynch (Asia Pacific) Limited RE 1 04 April 2006 08 March 2016
Merrill Lynch (Asia Pacific) Limited RE 4 22 April 2005 27 October 2005
Merrill Lynch (Asia Pacific) Limited RE 6 22 April 2005 27 October 2005
Merrill Lynch Far East Limited RE 1 22 April 2005 27 October 2005
Merrill Lynch Far East Limited RE 4 22 April 2005 27 October 2005
Merrill Lynch Far East Limited RE 6 22 April 2005 27 October 2005
Merrill Lynch (Asia Pacific) Limited RE 1 12 February 2004 27 October 2005