SFC Licences of LI Pui Shan 李佩珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BCT Financial Limited 銀聯金融有限公司
RE 1, 4 19 September 2014
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司
RE 1, 4, 9 13 June 2012 20 August 2014
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4 25 May 2006 09 June 2012
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4 25 May 2006 18 January 2008
Bank Consortium Trust Company Limited 銀聯信託有限公司
RE 4 31 March 2004 07 March 2006