SFC Licences of LEUNG Chung Man, Simon 梁頌文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 12 January 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 11 October 2016 12 January 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 14 April 2016 12 January 2023
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 14 April 2016 10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 14 April 2016 10 October 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 26 May 2014 01 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 26 May 2014 01 April 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 25 March 2011 19 February 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 25 March 2011 19 February 2014
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 25 March 2011 19 February 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 21 October 2006 08 February 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 October 2006 08 February 2011
Celestial Commodities Limited 時富商品有限公司 RE 2 10 March 2004 18 August 2005
Celestial Securities Limited 時富證券有限公司 RE 1 10 March 2004 18 August 2005