SFC licenceholder AJL621 LEUNG Chung Man, Simon 梁頌文

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 31 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 October 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 May 2014 01 April 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities) 25 March 2011 19 February 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 25 March 2011 19 February 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 25 March 2011 19 February 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 21 October 2006 08 February 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 21 October 2006 08 February 2011
Celestial Securities Limited 時富證券有限公司 RE [1] (Dealing in Securities) 10 March 2004 18 August 2005
Celestial Commodities Limited 時富商品有限公司 RE [2] (Dealing in Futures Contracts) 10 March 2004 18 August 2005