SFC Licences of LUK Wai Kit 陸偉傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KCG Fund Management Limited 寶通基金管理有限公司
RE 9 13 November 2020
Richland Asset Management (HK) Limited 高盈資產管理(香港)有限公司
RE 9 16 November 2017 26 May 2020
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 19 June 2009 03 August 2009
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RO 9 02 June 2008 03 August 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 9 28 November 2007 04 June 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 9 29 October 2007 28 November 2007
KCG Securities Asia Limited 寶通證券亞洲有限公司
RE 9 06 February 2007 12 September 2007
KCG Securities Asia Limited 寶通證券亞洲有限公司
RE 6 28 August 2006 12 September 2007
Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司
RE 6 26 March 2004 16 August 2005