SFC Licences of LUK Wai Kit 陸偉傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 9 | 13 November 2020 | |
| Richland Asset Management (HK) Limited 高盈資產管理(香港)有限公司 | RE | 9 | 16 November 2017 | 26 May 2020 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 19 June 2009 | 03 August 2009 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 9 | 02 June 2008 | 03 August 2009 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 9 | 28 November 2007 | 04 June 2009 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 9 | 29 October 2007 | 28 November 2007 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 9 | 06 February 2007 | 12 September 2007 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 6 | 28 August 2006 | 12 September 2007 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 | RE | 6 | 26 March 2004 | 16 August 2005 |