SFC Licences of YU Miu Ki 庾苗期

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Wealth Asset Management Limited 國新資產管理有限公司 RO 9 30 May 2023
Sino Wealth Asset Management Limited 國新資產管理有限公司 RO 4 30 May 2023
Guohua International Asset Management Limited 國花國際資產管理有限公司 RO 9 17 June 2020 30 December 2022
Guohua International Asset Management Limited 國花國際資產管理有限公司 RO 4 17 June 2020 30 December 2022
Atta Capital Limited 紅蟻資本有限公司 RO 9 23 May 2017 15 June 2020
Atta Capital Limited 紅蟻資本有限公司 RO 4 23 May 2017 15 June 2020
Atta Capital Limited 紅蟻資本有限公司 RE 9 07 March 2017 23 May 2017
Atta Capital Limited 紅蟻資本有限公司 RE 4 07 March 2017 23 May 2017
Sinostar Asset Management Limited 華星資產管理有限公司 RO 4 21 December 2015 10 February 2017
Sinostar Asset Management Limited 華星資產管理有限公司 RO 9 16 August 2013 10 February 2017
SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 RO 9 22 June 2010 31 May 2013
SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 RE 9 22 June 2007 22 June 2010
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO 9 14 March 2007 30 April 2007
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 1 17 February 2004 30 April 2007
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 9 17 February 2004 14 March 2007