SFC Licences of LEE Hoi Yan 李凱欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Littlebee Securities Limited | RO | 1 | 13 May 2020 | |
| Prestige Securities Limited 盛德證券有限公司 | RO | 4 | 03 September 2018 | 30 June 2019 |
| Prestige Securities Limited 盛德證券有限公司 | RO | 1 | 03 September 2018 | 30 June 2019 |
| Beijing Securities Limited 北京證券有限公司 | RO | 4 | 10 November 2017 | 14 August 2018 |
| Beijing Securities Limited 北京證券有限公司 | RO | 1 | 10 November 2017 | 14 August 2018 |
| Beijing Securities Limited 北京證券有限公司 | RE | 4 | 17 December 2012 | 10 November 2017 |
| Beijing Securities Limited 北京證券有限公司 | RE | 1 | 17 December 2012 | 10 November 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 18 March 2008 | 06 December 2012 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 13 October 2006 | 06 December 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 October 2006 | 06 December 2012 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 26 May 2005 | 18 September 2006 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 23 February 2004 | 18 September 2006 |