SFC Licences of SHIH Pui Ying 施佩瑛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB Securities Limited 建行證券有限公司 RE 4 23 December 2021 13 January 2023
CCB Securities Limited 建行證券有限公司 RE 1 23 December 2021 13 January 2023
CCB Securities Limited 建行證券有限公司 RE 9 26 November 2021 13 January 2023
CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 RE 9 24 May 2016 01 November 2021
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 RE 9 20 December 2011 08 August 2014
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 RE 4 20 December 2011 08 August 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 28 July 2011 23 November 2011
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 28 July 2011 23 November 2011
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 28 July 2011 23 November 2011
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 9 27 April 2006 18 October 2010
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 23 February 2004 18 October 2010
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 23 February 2004 18 October 2010