SFC Licences of TURNER Alfred Martin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 9 | 07 June 2017 | |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 4 | 07 June 2017 | |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 1 | 07 June 2017 | |
Golden Jade Asset Management Limited 金瑜資產管理有限公司 | RE | 9 | 22 October 2015 | 31 May 2017 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 1 | 06 December 2013 | 17 March 2014 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 06 December 2013 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 24 January 2011 | 30 June 2012 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 22 September 2010 |
Merrill Lynch Far East Limited | RE | 1 | 23 April 2005 | 22 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 February 2004 | 22 September 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 20 February 2004 | 20 August 2010 |