SFC Licences of TURNER Alfred Martin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 |
RE | 1 | 03 July 2012 | 06 December 2013 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RE | 1, 4, 9 | 07 June 2017 | |
| Golden Jade Asset Management Limited 金瑜資產管理有限公司 |
RE | 9 | 22 October 2015 | 31 May 2017 |
| CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 |
RO | 1 | 06 December 2013 | 17 March 2014 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RE | 1 | 24 January 2011 | 30 June 2012 |
| Merrill Lynch Far East Limited |
RE | 2 | 20 August 2010 | 22 September 2010 |
| Merrill Lynch Far East Limited |
RE | 1 | 23 April 2005 | 22 September 2010 |
| Merrill Lynch (Asia Pacific) Limited |
RE | 1 | 20 February 2004 | 22 September 2010 |
| Merrill Lynch Futures (Hong Kong) Limited |
RE | 2 | 20 February 2004 | 20 August 2010 |