SFC Licences of TURNER Alfred Martin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司
RE 1 03 July 2012 06 December 2013
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 1, 4, 9 07 June 2017
Golden Jade Asset Management Limited 金瑜資產管理有限公司
RE 9 22 October 2015 31 May 2017
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司
RO 1 06 December 2013 17 March 2014
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
RE 1 24 January 2011 30 June 2012
Merrill Lynch Far East Limited
RE 2 20 August 2010 22 September 2010
Merrill Lynch Far East Limited
RE 1 23 April 2005 22 September 2010
Merrill Lynch (Asia Pacific) Limited
RE 1 20 February 2004 22 September 2010
Merrill Lynch Futures (Hong Kong) Limited
RE 2 20 February 2004 20 August 2010