SFC Licences of YONTS Charles Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 02 January 2020 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 December 2012 | 28 September 2019 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 03 May 2007 | 03 December 2012 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 01 April 2004 | 18 October 2004 |