SFC Licences of WONG Tsz Wai 黃子威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 20 August 2012 | |
| Mirabaud (Asia) Limited | RE | 1 | 08 December 2008 | 21 July 2012 |
| Mirabaud (Asia) Limited | RE | 4 | 24 November 2008 | 21 July 2012 |
| Giga (Hong Kong) Limited | RE | 9 | 10 January 2008 | 31 October 2008 |
| Giga (Hong Kong) Limited | RE | 4 | 02 January 2008 | 31 October 2008 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 2 | 08 February 2006 | 12 October 2007 |
| ETRADE Securities Limited 億創證券有限公司 | RE | 4 | 16 November 2005 | 31 October 2007 |
| ETRADE Securities Limited 億創證券有限公司 | RE | 1 | 16 November 2005 | 31 October 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 11 August 2005 | 23 November 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 09 August 2005 | 23 November 2007 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 11 March 2004 | 04 August 2005 |