SFC Licences of WONG Tsz Wai 黃子威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 20 August 2012
Mirabaud (Asia) Limited RE 1 08 December 2008 21 July 2012
Mirabaud (Asia) Limited RE 4 24 November 2008 21 July 2012
Giga (Hong Kong) Limited RE 9 10 January 2008 31 October 2008
Giga (Hong Kong) Limited RE 4 02 January 2008 31 October 2008
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 11 August 2005 23 November 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 09 August 2005 23 November 2007
ETRADE Securities Limited 億創證券有限公司 RE 4 16 November 2005 31 October 2007
ETRADE Securities Limited 億創證券有限公司 RE 1 16 November 2005 31 October 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 2 08 February 2006 12 October 2007
Celestial Securities Limited 時富證券有限公司 RE 1 11 March 2004 04 August 2005