SFC Licences of SZE Tak Kai 施得啟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 15 October 2021 24 October 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 24 September 2021 24 October 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 19 April 2021 15 September 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 13 December 2019 07 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 30 September 2015 07 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 September 2015 07 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 01 September 2016 24 December 2019
iBest Investment Services Limited RE 3 08 June 2017 25 January 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 28 July 2015 02 September 2015
Celestial Commodities Limited 時富商品有限公司 RE 2 02 September 2009 17 July 2015
Celestial Securities Limited 時富證券有限公司 RE 1 02 September 2009 17 July 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 18 August 2008 28 August 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 18 August 2008 28 August 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 12 October 2005 05 May 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 27 February 2004 05 May 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 27 February 2004 05 May 2006