SFC Licences of TAN Geok Hua 陳玉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 19 November 2010 | 26 March 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 June 2008 | 16 June 2009 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 26 February 2004 | 31 March 2004 |