SFC Licences of LEE Ching Yan 李靜茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 13 September 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 June 2008 | 13 September 2019 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 10 June 2008 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 10 June 2008 | 31 August 2013 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 25 June 2007 | 27 July 2007 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 1 | 25 June 2007 | 27 July 2007 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 | RE | 4 | 26 April 2004 | 20 November 2005 |