SFC Licences of SO Chung Wai 蘇聰惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Koala Securities Limited 樹熊證券有限公司 | RO | 4 | 02 November 2017 | |
| Koala Securities Limited 樹熊證券有限公司 | RO | 1 | 08 January 2016 | |
| Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 05 November 2015 | 08 January 2016 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RO | 1 | 09 June 2014 | 30 October 2015 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 02 May 2014 | 09 June 2014 |
| CLC Securities Limited 創僑證券有限公司 | RO | 1 | 05 December 2011 | 15 April 2014 |
| CLC Securities Limited 創僑證券有限公司 | RE | 1 | 21 November 2008 | 05 December 2011 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 07 May 2007 | 03 November 2008 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 19 April 2005 | 23 April 2007 |